Finding Real Solutions of Cubic Graphs
This article is about cubic equations in one variable. For cubic equations in two variables, see cubic plane curve.
Polynomial equation of degree 3
Graph of a cubic function with 3 real roots (where the curve crosses the horizontal axis at y = 0). The case shown has two critical points. Here the function is f(x) = (x 3 + 3x 2 − 6x − 8)/4.
In algebra, a cubic equation in one variable is an equation of the form
in which a is nonzero.
The solutions of this equation are called roots of the cubic function defined by the left-hand side of the equation. If all of the coefficients a, b, c, and d of the cubic equation are real numbers, then it has at least one real root (this is true for all odd-degree polynomial functions). All of the roots of the cubic equation can be found by the following means:
- algebraically, that is, they can be expressed by a cubic formula involving the four coefficients, the four basic arithmetic operations and nth roots (radicals). (This is also true of quadratic (second-degree) and quartic (fourth-degree) equations, but not of higher-degree equations, by the Abel–Ruffini theorem.)
- trigonometrically
- numerical approximations of the roots can be found using root-finding algorithms such as Newton's method.
The coefficients do not need to be real numbers. Much of what is covered below is valid for coefficients in any field with characteristic other than 2 and 3. The solutions of the cubic equation do not necessarily belong to the same field as the coefficients. For example, some cubic equations with rational coefficients have roots that are irrational (and even non-real) complex numbers.
History [edit]
Cubic equations were known to the ancient Babylonians, Greeks, Chinese, Indians, and Egyptians.[1] [2] [3] Babylonian (20th to 16th centuries BC) cuneiform tablets have been found with tables for calculating cubes and cube roots.[4] [5] The Babylonians could have used the tables to solve cubic equations, but no evidence exists to confirm that they did.[6] The problem of doubling the cube involves the simplest and oldest studied cubic equation, and one for which the ancient Egyptians did not believe a solution existed.[7] In the 5th century BC, Hippocrates reduced this problem to that of finding two mean proportionals between one line and another of twice its length, but could not solve this with a compass and straightedge construction,[8] a task which is now known to be impossible. Methods for solving cubic equations appear in The Nine Chapters on the Mathematical Art, a Chinese mathematical text compiled around the 2nd century BC and commented on by Liu Hui in the 3rd century.[2] In the 3rd century AD, the Greek mathematician Diophantus found integer or rational solutions for some bivariate cubic equations (Diophantine equations).[3] [9] Hippocrates, Menaechmus and Archimedes are believed to have come close to solving the problem of doubling the cube using intersecting conic sections,[8] though historians such as Reviel Netz dispute whether the Greeks were thinking about cubic equations or just problems that can lead to cubic equations. Some others like T. L. Heath, who translated all of Archimedes' works, disagree, putting forward evidence that Archimedes really solved cubic equations using intersections of two conics, but also discussed the conditions where the roots are 0, 1 or 2.[10]
Graph of the cubic function f(x) = 2x 3 − 3x 2 − 3x + 2 = (x + 1) (2x − 1) (x − 2)
In the 7th century, the Tang dynasty astronomer mathematician Wang Xiaotong in his mathematical treatise titled Jigu Suanjing systematically established and solved numerically 25 cubic equations of the form x 3 + px 2 + qx = N , 23 of them with p, q ≠ 0, and two of them with q = 0.[11]
In the 11th century, the Persian poet-mathematician, Omar Khayyam (1048–1131), made significant progress in the theory of cubic equations. In an early paper, he discovered that a cubic equation can have more than one solution and stated that it cannot be solved using compass and straightedge constructions. He also found a geometric solution.[12] [13] In his later work, the Treatise on Demonstration of Problems of Algebra, he wrote a complete classification of cubic equations with general geometric solutions found by means of intersecting conic sections.[14] [15]
In the 12th century, the Indian mathematician Bhaskara II attempted the solution of cubic equations without general success. However, he gave one example of a cubic equation: x 3 + 12x = 6x 2 + 35.[16] In the 12th century, another Persian mathematician, Sharaf al-Dīn al-Tūsī (1135–1213), wrote the Al-Muʿādalāt (Treatise on Equations), which dealt with eight types of cubic equations with positive solutions and five types of cubic equations which may not have positive solutions. He used what would later be known as the "Ruffini-Horner method" to numerically approximate the root of a cubic equation. He also used the concepts of maxima and minima of curves in order to solve cubic equations which may not have positive solutions.[17] He understood the importance of the discriminant of the cubic equation to find algebraic solutions to certain types of cubic equations.[18]
In his book Flos, Leonardo de Pisa, also known as Fibonacci (1170–1250), was able to closely approximate the positive solution to the cubic equation x 3 + 2x 2 + 10x = 20. Writing in Babylonian numerals he gave the result as 1,22,7,42,33,4,40 (equivalent to 1 + 22/60 + 7/602 + 42/603 + 33/604 + 4/605 + 40/606), which has a relative error of about 10−9.[19]
In the early 16th century, the Italian mathematician Scipione del Ferro (1465–1526) found a method for solving a class of cubic equations, namely those of the form x 3 + mx = n . In fact, all cubic equations can be reduced to this form if one allows m and n to be negative, but negative numbers were not known to him at that time. Del Ferro kept his achievement secret until just before his death, when he told his student Antonio Fior about it.
Niccolò Fontana Tartaglia
In 1530, Niccolò Tartaglia (1500–1557) received two problems in cubic equations from Zuanne da Coi and announced that he could solve them. He was soon challenged by Fior, which led to a famous contest between the two. Each contestant had to put up a certain amount of money and to propose a number of problems for his rival to solve. Whoever solved more problems within 30 days would get all the money. Tartaglia received questions in the form x 3 + mx = n , for which he had worked out a general method. Fior received questions in the form x 3 + mx 2 = n , which proved to be too difficult for him to solve, and Tartaglia won the contest.
Later, Tartaglia was persuaded by Gerolamo Cardano (1501–1576) to reveal his secret for solving cubic equations. In 1539, Tartaglia did so only on the condition that Cardano would never reveal it and that if he did write a book about cubics, he would give Tartaglia time to publish. Some years later, Cardano learned about del Ferro's prior work and published del Ferro's method in his book Ars Magna in 1545, meaning Cardano gave Tartaglia six years to publish his results (with credit given to Tartaglia for an independent solution). Cardano's promise to Tartaglia said that he would not publish Tartaglia's work, and Cardano felt he was publishing del Ferro's, so as to get around the promise. Nevertheless, this led to a challenge to Cardano from Tartaglia, which Cardano denied. The challenge was eventually accepted by Cardano's student Lodovico Ferrari (1522–1565). Ferrari did better than Tartaglia in the competition, and Tartaglia lost both his prestige and his income.[20]
Cardano noticed that Tartaglia's method sometimes required him to extract the square root of a negative number. He even included a calculation with these complex numbers in Ars Magna, but he did not really understand it. Rafael Bombelli studied this issue in detail[21] and is therefore often considered as the discoverer of complex numbers.
François Viète (1540–1603) independently derived the trigonometric solution for the cubic with three real roots, and René Descartes (1596–1650) extended the work of Viète.[22]
Factorization [edit]
If the coefficients of a cubic equation are rational numbers, one can obtain an equivalent equation with integer coefficients, by multiplying all coefficients by a common multiple of their denominators. Such an equation
with integer coefficients, is said to be reducible if the polynomial of the left-hand side is the product of polynomials of lower degrees. By Gauss's lemma, if the equation is reducible, one can suppose that the factors have integer coefficients.
Finding the roots of a reducible cubic equation is easier than solving the general case. In fact, if the equation is reducible, one of the factors must have degree one, and thus have the form
with q and p being coprime integers. The rational root test allows finding q and p by examining a finite number of cases (because q must be a divisor of a, and p must be a divisor of d).
Thus, one root is and the other roots are the roots of the other factor, which can be found by polynomial long division. This other factor is
(The coefficients seem not to be integers, but must be integers if p / q is a root.)
Then, the other roots are the roots of this quadratic polynomial and can be found by using the quadratic formula.
Depressed cubic [edit]
Cubics of the form
are said to be depressed. They are much simpler than general cubics, but are fundamental, because the study of any cubic may be reduced by a simple change of variable to that of a depressed cubic.
Let
be a cubic equation. The change of variable
gives a cubic (in t) that has no term in t 2 .
After dividing by a one gets the depressed cubic equation
with
The roots of the original equation are related to the roots of the depressed equation by the relations
for .
Discriminant and nature of the roots [edit]
The nature (real or not, distinct or not) of the roots of a cubic can be determined without computing them explicitly, by using the discriminant.
Discriminant [edit]
The discriminant of a polynomial is a function of its coefficients that is zero if and only if the polynomial has a multiple root, or, if it is divisible by the square of a non-constant polynomial. In other words, the discriminant is nonzero if and only if the polynomial is square-free.
If r 1, r 2, r 3 are the three roots (not necessarily distinct nor real) of the cubic then the discriminant is
The discriminant of the depressed cubic is
The discriminant of the general cubic is
It is the product of and the discriminant of the corresponding depressed cubic. Using the formula relating the general cubic and the associated depressed cubic, this implies that the discriminant of the general cubic can be written as
It follows that one of these two discriminants is zero if and only if the other is also zero, and, if the coefficients are real, the two discriminants have the same sign. In summary, the same information can be deduced from either one of these two discriminants.
To prove the preceding formulas, one can use Vieta's formulas to express everything as polynomials in r 1, r 2, r 3 , and a. The proof then results in the verification of the equality of two polynomials.
Nature of the roots [edit]
If the coefficients of a polynomial are real numbers, and its discriminant is not zero, there are two cases:
This can be proved as follows. First, if r is a root of a polynomial with real coefficients, then its complex conjugate is also a root. So the non-real roots, if any, occur as pairs of complex conjugate roots. As a cubic polynomial has three roots (not necessarily distinct) by the fundamental theorem of algebra, at least one root must be real.
As stated above, if r 1, r 2, r 3 are the three roots of the cubic , then the discriminant is
If the three roots are real and distinct, the discriminant is a product of positive reals, that is
If only one root, say r 1 , is real, then r 2 and r 3 are complex conjugates, which implies that r 2 – r 3 is a purely imaginary number, and thus that (r 2 – r 3)2 is real and negative. On the other hand, r 1 – r 2 and r 1 – r 3 are complex conjugates, and their product is real and positive.[23] Thus the discriminant is the product of a single negative number and several positive ones. That is
Multiple root [edit]
If the discriminant of a cubic is zero, the cubic has a multiple root. If furthermore its coefficients are real, then all of its roots are real.
The discriminant of the depressed cubic is zero if If p is also zero, then p = q = 0 , and 0 is a triple root of the cubic. If and p ≠ 0 , then the cubic has a simple root
and a double root
In other words,
This result can be proved by expanding the latter product or retrieved by solving the rather simple system of equations resulting from Vieta's formulas.
By using the reduction of a depressed cubic, these results can be extended to the general cubic. This gives: If the discriminant of the cubic is zero, then
- either, if the cubic has a triple root
-
- and
- or, if the cubic has a double root
-
- and a simple root,
- and thus
Characteristic 2 and 3 [edit]
The above results are valid when the coefficients belong to a field of characteristic other than 2 or 3, but must be modified for characteristic 2 or 3, because of the involved divisions by 2 and 3.
The reduction to a depressed cubic works for characteristic 2, but not for characteristic 3. However, in both cases, it is simpler to establish and state the results for the general cubic. The main tool for that is the fact that a multiple root is a common root of the polynomial and its formal derivative. In these characteristics, if the derivative is not a constant, it is a linear polynomial in characteristic 3, and is the square of a linear polynomial in characteristic 2. Therefore for either characteristic 2 or 3, the derivative has only one root. This allows computing the multiple root, and the third root can be deduced from the sum of the roots, which is provided by Vieta's formulas.
A difference with other characteristics is that, in characteristic 2, the formula for a double root involves a square root, and, in characteristic 3, the formula for a triple root involves a cube root.
Cardano's formula [edit]
Gerolamo Cardano is credited with publishing the first formula for solving cubic equations, attributing it to Scipione del Ferro. The formula applies to depressed cubics, but, as shown in § Depressed cubic, it allows solving all cubic equations.
Cardano's result is that, if
is a cubic equation such that p and q are real numbers such that then the equation has the real root
See § Derivation of the roots, below, for several methods for getting this result.
As shown in § Nature of the roots, the two other roots are non-real complex conjugate numbers, in this case. It was later shown (Cardano did not know complex numbers) that the two other roots are obtained by multiplying either of the cube roots by the primitive cube root of unity and the other cube root by
If there are three real roots, but Galois theory allows proving that, if there is no rational root, the roots cannot be expressed by an algebraic expression involving only real numbers. Therefore, the equation cannot be solved in this case with the knowledge of Cardano's time. This case has thus been called casus irreducibilis, meaning irreducible case in Latin.
In casus irreducibilis, Cardano's formula can still be used, but some care is needed in the use of cube roots. A first method is to define the symbols and as representing the principal values of the root function (that is the root that has the largest real part). With this convention Cardano's formula for the three roots remains valid, but is not purely algebraic, as the definition of a principal part is not purely algebraic, since it involves inequalities for comparing real parts. Also, the use of principal cube root may give a wrong result if the coefficients are non-real complex numbers. Moreover, if the coefficients belong to another field, the principal cube root is not defined in general.
The second way for making Cardano's formula always correct, is to remark that the product of the two cube roots must be –p / 3. It results that a root of the equation is
In this formula, the symbols and denote any square root and any cube root. The other roots of the equation are obtained either by changing of cube root or, equivalently, by multiplying the cube root by a primitive cube root of unity, that is
This formula for the roots is always correct except when p = q = 0, with the proviso that if p = 0, the square root is chosen so that C ≠ 0. However, the formula is useless in these cases as the roots can be expressed without any cube root. Similarly, the formula is also useless in the other cases where no cube root is needed, that is when and when the cubic polynomial is not irreducible.
This formula is also correct when p and q belong to any field of characteristic other than 2 or 3.
General cubic formula [edit]
A cubic formula for the roots of the general cubic equation (with a ≠ 0)
can be deduced from every variant of Cardano's formula by reduction to a depressed cubic. The variant that is presented here is valid not only for real coefficients, but also for coefficients a, b, c, d belonging to any field of characteristic different of 2 and 3.
The formula being rather complicated, it is worth splitting it in smaller formulas.
Let
(Both and can be expressed as resultants of the cubic and its derivatives: is −1 / 8a times the resultant of the cubic and its second derivative, and is −1 / 12a times the resultant of the first and second derivatives of the cubic polynomial.)
Then
where the symbols and are interpreted as any square root and any cube root, respectively. The sign "±" before the square root is either "+" or "–"; the choice is almost arbitrary, and changing it amounts to choosing a different square root. However, if a choice yields C = 0, that is, if then the other sign must be selected instead. If both choices yield C = 0, that is, if a fraction 0 / 0 occurs in following formulas, which must be interpreted as equal to zero (see the end of this section). Then, one of the roots is
The other two roots can be obtained by changing the choice of the cube root in the definition of C, or, equivalently by multiplying C by a primitive cube root of unity, that is –1 ± √–3 / 2 . In other words, the three roots are
where ξ = –1 + √–3 / 2 .
As for the special case of a depressed cubic, this formula applies but is useless when the roots can be expressed without cube roots. In particular, if the formula gives that the three roots equal which means that the cubic polynomial can be factored as A straightforward computation allows verifying that the existence of this factorization is equivalent with
Trigonometric and hyperbolic solutions [edit]
Trigonometric solution for three real roots [edit]
When a cubic equation with real coefficients has three real roots, the formulas expressing these roots in terms of radicals involve complex numbers. Galois theory allows proving that when the three roots are real, and none is rational (casus irreducibilis), one cannot express the roots in terms of real radicals. Nevertheless, purely real expressions of the solutions may be obtained using trigonometric functions, specifically in terms of cosines and arccosines.[24] More precisely, the roots of the depressed cubic
are[25]
This formula is due to François Viète.[22] It is purely real when the equation has three real roots (that is ). Otherwise, it is still correct but involves complex cosines and arccosines when there is only one real root, and it is nonsensical (division by zero) when p = 0.
This formula can be straightforwardly transformed into a formula for the roots of a general cubic equation, using the back-substitution described in § Depressed cubic. It can be proved as follows:
Starting from the equation t 3 + pt + q = 0, let us set t = u cosθ . The idea is to choose u to make the equation coincide with the identity
For this, choose and divide the equation by This gives
Combining with the above identity, one gets
and the roots are thus
Hyperbolic solution for one real root [edit]
When there is only one real root (and p ≠ 0), this root can be similarly represented using hyperbolic functions, as[26] [27]
If p ≠ 0 and the inequalities on the right are not satisfied (the case of three real roots), the formulas remain valid but involve complex quantities.
When p = ±3, the above values of t 0 are sometimes called the Chebyshev cube root. [28] More precisely, the values involving cosines and hyperbolic cosines define, when p = −3, the same analytic function denoted C 1/3(q), which is the proper Chebyshev cube root. The value involving hyperbolic sines is similarly denoted S 1/3(q), when p = 3.
Geometric solutions [edit]
Omar Khayyám's solution [edit]
Omar Khayyám's geometric solution of a cubic equation, for the case m = 2, n = 16, giving the root 2. The intersection of the vertical line on the x-axis at the center of the circle is happenstance of the example illustrated.
For solving the cubic equation x 3 + m 2 x = n where n > 0, Omar Khayyám constructed the parabola y = x 2/m , the circle that has as a diameter the line segment [0, n/m 2] on the positive x-axis, and a vertical line through the point where the circle and the parabola intersect above the x-axis. The solution is given by the length of the horizontal line segment from the origin to the intersection of the vertical line and the x-axis (see the figure).
A simple modern proof is as follows. Multiplying the equation by x/m 2 and regrouping the terms gives
The left-hand side is the value of y 2 on the parabola. The equation of the circle being y 2 + x(x − n / m 2 ) = 0, the right hand side is the value of y 2 on the circle.
Solution with angle trisector [edit]
A cubic equation with real coefficients can be solved geometrically using compass, straightedge, and an angle trisector if and only if it has three real roots.[29] : Thm. 1
A cubic equation can be solved by compass-and-straightedge construction (without trisector) if and only if it has a rational root. This implies that the old problems of angle trisection and doubling the cube, set by ancient Greek mathematicians, cannot be solved by compass-and-straightedge construction.
Geometric interpretation of the roots [edit]
Three real roots [edit]
For the cubic (1) with three real roots, the roots are the projection on the x-axis of the vertices A, B, and C of an equilateral triangle. The center of the triangle has the same x-coordinate as the inflection point.
Viète's trigonometric expression of the roots in the three-real-roots case lends itself to a geometric interpretation in terms of a circle.[22] [30] When the cubic is written in depressed form (2), t 3 + pt + q = 0, as shown above, the solution can be expressed as
Here is an angle in the unit circle; taking 1 / 3 of that angle corresponds to taking a cube root of a complex number; adding −k 2π / 3 for k = 1, 2 finds the other cube roots; and multiplying the cosines of these resulting angles by corrects for scale.
For the non-depressed case (1) (shown in the accompanying graph), the depressed case as indicated previously is obtained by defining t such that x = t − b / 3a so t = x + b / 3a . Graphically this corresponds to simply shifting the graph horizontally when changing between the variables t and x, without changing the angle relationships. This shift moves the point of inflection and the centre of the circle onto the y-axis. Consequently, the roots of the equation in t sum to zero.
One real root [edit]
In the Cartesian plane [edit]
The slope of line RA is twice that of RH. Denoting the complex roots of the cubic as g ± hi , g = OM (negative here) and h = √tan ORH = √slope of line RH = BE = DA .
When the graph of a cubic function is plotted in the Cartesian plane, if there is only one real root, it is the abscissa (x-coordinate) of the horizontal intercept of the curve (point R on the figure). Further,[31] [32] [33] if the complex conjugate roots are written as g ± hi , then the real part g is the abscissa of the tangency point H of the tangent line to cubic that passes through x-intercept R of the cubic (that is the signed length RM, negative on the figure). The imaginary parts ±h are the square roots of the tangent of the angle between this tangent line and the horizontal axis.[ clarification needed ]
In the complex plane [edit]
With one real and two complex roots, the three roots can be represented as points in the complex plane, as can the two roots of the cubic's derivative. There is an interesting geometrical relationship among all these roots.
The points in the complex plane representing the three roots serve as the vertices of an isosceles triangle. (The triangle is isosceles because one root is on the horizontal (real) axis and the other two roots, being complex conjugates, appear symmetrically above and below the real axis.) Marden's theorem says that the points representing the roots of the derivative of the cubic are the foci of the Steiner inellipse of the triangle—the unique ellipse that is tangent to the triangle at the midpoints of its sides. If the angle at the vertex on the real axis is less than π / 3 then the major axis of the ellipse lies on the real axis, as do its foci and hence the roots of the derivative. If that angle is greater than π / 3 , the major axis is vertical and its foci, the roots of the derivative, are complex conjugates. And if that angle is π / 3 , the triangle is equilateral, the Steiner inellipse is simply the triangle's incircle, its foci coincide with each other at the incenter, which lies on the real axis, and hence the derivative has duplicate real roots.
Galois group [edit]
Given a cubic irreducible polynomial over a field k of characteristic different from 2 and 3, the Galois group over k is the group of the field automorphisms that fix k of the smallest extension of k (splitting field). As these automorphisms must permute the roots of the polynomials, this group is either the group S 3 of all six permutations of the three roots, or the group A 3 of the three circular permutations.
The discriminant Δ of the cubic is the square of
where a is the leading coefficient of the cubic, and r 1 , r 2 and r 3 are the three roots of the cubic. As changes of sign if two roots are exchanged, is fixed by the Galois group only if the Galois group is A 3 . In other words, the Galois group is A 3 if and only if the discriminant is the square of an element of k.
As most integers are not squares, when working over the field Q of the rational numbers, the Galois group of most irreducible cubic polynomials is the group S 3 with six elements. An example of a Galois group A 3 with three elements is given by p(x) = x 3 − 3x − 1, whose discriminant is 81 = 92 .
Derivation of the roots [edit]
This section regroups several methods for deriving Cardano's formula.
Cardano's method [edit]
This method is due to Scipione del Ferro and Tartaglia, but is named after Gerolamo Cardano who first published it in his book Ars Magna (1545).
This method applies to a depressed cubic t 3 + pt + q = 0. The idea is to introduce two variables u and v such that u + v = t and to substitute this in the depressed cubic, giving
At this point Cardano imposed the condition 3uv + p = 0. This removes the third term in previous equality, leading to the system of equations
Knowing the sum and the product of u 3 and v 3 , one deduces that they are the two solutions of the quadratic equation
so
The discriminant of this equation is , and assuming it is positive, real solutions to this equations are (after folding division by 4 under the square root):
So (without loss of generality in choosing u or v):
As u + v = t , the sum of the cube roots of these solutions is a root of the equation. That is
is a root of the equation; this is Cardano's formula.
This works well when but, if the square root appearing in the formula is not real. As a complex number has three cube roots, using Cardano's formula without care would provide nine roots, while a cubic equation cannot have more than three roots. This was clarified first by Rafael Bombelli in his book L'Algebra (1572). The solution is to use the fact that uv = –p / 3 , that is v = –p / 3u . This means that only one cube root needs to be computed, and leads to the second formula given in § Cardano's formula.
The other roots of the equation can be obtained by changing of cube root, or, equivalently, by multiplying the cube root by each of the two primitive cube roots of unity, which are
Vieta's substitution [edit]
Vieta's substitution is a method introduced by François Viète (Vieta is his Latin name) in a text published posthumously in 1615, which provides directly the second formula of § Cardano's method, and avoids the problem of computing two different cube roots.[34]
Starting from the depressed cubic t 3 + pt + q = 0, Vieta's substitution is t = w – p / 3w .[35]
The substitution t = w – p / 3w transforms the depressed cubic into
Multiplying by w 3 , one gets a quadratic equation in w3 :
Let
be any nonzero root of this quadratic equation. If w 1 , w 2 and w 3 are the three cube roots of W, then the roots of the original depressed cubic are w 1 − p / 3w 1 , w 2 − p / 3w 2 , and w 3 − p / 3w 3 . The other root of the quadratic equation is This implies that changing the sign of the square root exchanges w i and − p / 3w i for i = 1, 2, 3, and therefore does not change the roots. This method only fails when both roots of the quadratic equation are zero, that is when p = q = 0, in which case the only root of the depressed cubic is 0.
Lagrange's method [edit]
In his paper Réflexions sur la résolution algébrique des équations ("Thoughts on the algebraic solving of equations"),[36] Joseph Louis Lagrange introduced a new method to solve equations of low degree in a uniform way, with the hope that he could generalize it for higher degrees. This method works well for cubic and quartic equations, but Lagrange did not succeed in applying it to a quintic equation, because it requires solving a resolvent polynomial of degree at least six.[37] [38] [39] Except that nobody succeeded before to solve the problem, this was the first indication of the non-existence of an algebraic formula for degrees 5 and higher; this was later proved as the Abel–Ruffini theorem. Nevertheless, the modern methods for solving solvable quintic equations are mainly based on Lagrange's method.[39]
In the case of cubic equations, Lagrange's method gives the same solution as Cardano's. Lagrange's method can be applied directly to the general cubic equation ax 3 + bx 2 + cx + d = 0, but the computation is simpler with the depressed cubic equation, t 3 + pt + q = 0.
Lagrange's main idea was to work with the discrete Fourier transform of the roots instead of with the roots themselves. More precisely, let ξ be a primitive third root of unity, that is a number such that ξ 3 = 1 and ξ 2 + ξ + 1 = 0 (when working in the space of complex numbers, one has but this complex interpretation is not used here). Denoting x 0 , x 1 and x 2 the three roots of the cubic equation to be solved, let
be the discrete Fourier transform of the roots. If s 0 , s 1 and s 2 are known, the roots may be recovered from them with the inverse Fourier transform consisting of inverting this linear transformation; that is,
By Vieta's formulas, s 0 is known to be zero in the case of a depressed cubic, and − b / a for the general cubic. So, only s 1 and s 2 need to be computed. They are not symmetric functions of the roots (exchanging x 1 and x 2 exchanges also s 1 and s 2 ), but some simple symmetric functions of s 1 and s 2 are also symmetric in the roots of the cubic equation to be solved. Thus these symmetric functions can be expressed in terms of the (known) coefficients of the original cubic, and this allows eventually expressing the si as roots of a polynomial with known coefficients. This works well for every degree, but, in degrees higher than four, the resulting polynomial that has the si as roots has a degree higher than that of the initial polynomial, and is therefore unhelpful for solving. This is the reason for which Lagrange's method fails in degrees five and higher.
In the case of a cubic equation, and are such symmetric polynomials (see below). It follows that and are the two roots of the quadratic equation Thus the resolution of the equation may be finished exactly as with Cardano's method, with and in place of u and v.
In the case of the depressed cubic, one has and while in Cardano's method we have set and Thus, up to the exchange of u and v, we have and In other words, in this case, Cardano's method and Lagrange's method compute exactly the same things, up to a factor of three in the auxiliary variables, the main difference being that Lagrange's method explains why these auxiliary variables appear in the problem.
Computation of S and P [edit]
A straightforward computation using the relations ξ 3 = 1 and ξ 2 + ξ + 1 = 0 gives
This shows that P and S are symmetric functions of the roots. Using Newton's identities, it is straightforward to express them in terms of the elementary symmetric functions of the roots, giving
with e 1 = 0, e 2 = p and e 3 = −q in the case of a depressed cubic, and e 1 = − b / a , e 2 = c / a and e 3 = − d / a , in the general case.
Applications [edit]
Cubic equations arise in various other contexts.
In mathematics [edit]
- Angle trisection and doubling the cube are two ancient problems of geometry that have been proved to not be solvable by straightedge and compass construction, because they are equivalent to solving a cubic equation.
- Marden's theorem states that the foci of the Steiner inellipse of any triangle can be found by using the cubic function whose roots are the coordinates in the complex plane of the triangle's three vertices. The roots of the first derivative of this cubic are the complex coordinates of those foci.
- The area of a regular heptagon can be expressed in terms of the roots of a cubic. Further, the ratios of the long diagonal to the side, the side to the short diagonal, and the negative of the short diagonal to the long diagonal all satisfy a particular cubic equation. In addition, the ratio of the inradius to the circumradius of a heptagonal triangle is one of the solutions of a cubic equation. The values of trigonometric functions of angles related to satisfy cubic equations.
- Given the cosine (or other trigonometric function) of an arbitrary angle, the cosine of one-third of that angle is one of the roots of a cubic.
- The solution of the general quartic equation relies on the solution of its resolvent cubic.
- The eigenvalues of a 3×3 matrix are the roots of a cubic polynomial which is the characteristic polynomial of the matrix.
- The characteristic equation of a third-order constant coefficients or Cauchy–Euler (equidimensional variable coefficients) linear differential equation or difference equation is a cubic equation.
- Intersection points of cubic Bézier curve and straight line can be computed using direct cubic equation representing Bézier curve.
- Critical points of a quartic function are found by solving a cubic equation (the derivative set equal to zero).
- Inflection points of a quintic function are the solution of a cubic equation (the second derivative set equal to zero).
In other sciences [edit]
- In analytical chemistry, the Charlot equation, which can be used to find the pH of buffer solutions, can be solved using a cubic equation.
- In thermodynamics, equations of state (which relate pressure, volume, and temperature of a substances) are cubic in the volume.
- Kinematic equations involving linear rates of acceleration are cubic.
- The speed of seismic Rayleigh waves is a solution of the Rayleigh wave cubic equation.
Notes [edit]
- ^ Høyrup, Jens (1992), "The Babylonian Cellar Text BM 85200 + VAT 6599 Retranslation and Analysis", Amphora: Festschrift for Hans Wussing on the Occasion of his 65th Birthday, Birkhäuser, pp. 315–358, doi:10.1007/978-3-0348-8599-7_16, ISBN978-3-0348-8599-7
- ^ a b Crossley, John; W.-C. Lun, Anthony (1999). The Nine Chapters on the Mathematical Art: Companion and Commentary. Oxford University Press. p. 176. ISBN978-0-19-853936-0.
- ^ a b Van der Waerden, Geometry and Algebra of Ancient Civilizations, chapter 4, Zurich 1983 ISBN 0-387-12159-5
- ^ Cooke, Roger (8 November 2012). The History of Mathematics. John Wiley & Sons. p. 63. ISBN978-1-118-46029-0.
- ^ Nemet-Nejat, Karen Rhea (1998). Daily Life in Ancient Mesopotamia . Greenwood Publishing Group. p. 306. ISBN978-0-313-29497-6.
- ^ Cooke, Roger (2008). Classical Algebra: Its Nature, Origins, and Uses. John Wiley & Sons. p. 64. ISBN978-0-470-27797-3.
- ^ Guilbeau (1930, p. 8) states that "the Egyptians considered the solution impossible, but the Greeks came nearer to a solution."
- ^ a b Guilbeau (1930, pp. 8–9)
- ^ Heath, Thomas L. (April 30, 2009). Diophantus of Alexandria: A Study in the History of Greek Algebra. Martino Pub. pp. 87–91. ISBN978-1578987542.
- ^ Archimedes (October 8, 2007). The works of Archimedes. Translation by T. L. Heath. Rough Draft Printing. ISBN978-1603860512.
- ^ Mikami, Yoshio (1974) [1913], "Chapter 8 Wang Hsiao-Tung and Cubic Equations", The Development of Mathematics in China and Japan (2nd ed.), New York: Chelsea Publishing Co., pp. 53–56, ISBN978-0-8284-0149-4
- ^ A paper of Omar Khayyam, Scripta Math. 26 (1963), pages 323–337
- ^ In O'Connor, John J.; Robertson, Edmund F., "Omar Khayyam", MacTutor History of Mathematics archive, University of St Andrews one may read This problem in turn led Khayyam to solve the cubic equation x 3 + 200x = 20x 2 + 2000 and he found a positive root of this cubic by considering the intersection of a rectangular hyperbola and a circle. An approximate numerical solution was then found by interpolation in trigonometric tables. The then in the last assertion is erroneous and should, at least, be replaced by also. The geometric construction was perfectly suitable for Omar Khayyam, as it occurs for solving a problem of geometric construction. At the end of his article he says only that, for this geometrical problem, if approximations are sufficient, then a simpler solution may be obtained by consulting trigonometric tables. Textually: If the seeker is satisfied with an estimate, it is up to him to look into the table of chords of Almagest, or the table of sines and versed sines of Mothmed Observatory. This is followed by a short description of this alternate method (seven lines).
- ^ J. J. O'Connor and E. F. Robertson (1999), Omar Khayyam, MacTutor History of Mathematics archive, states, "Khayyam himself seems to have been the first to conceive a general theory of cubic equations."
- ^ Guilbeau (1930, p. 9) states, "Omar Al Hay of Chorassan, about 1079 AD did most to elevate to a method the solution of the algebraic equations by intersecting conics."
- ^ Datta, Bibhutibhushan; Singh, Avadhesh Narayan (2004), "Equation of Higher Degree", History of Hindu Mathematics: A Source Book, 2, Delhi, India: Bharattya Kala Prakashan, p. 76, ISBN81-86050-86-8
- ^ O'Connor, John J.; Robertson, Edmund F., "Sharaf al-Din al-Muzaffar al-Tusi", MacTutor History of Mathematics archive, University of St Andrews
- ^ Berggren, J. L. (1990), "Innovation and Tradition in Sharaf al-Dīn al-Ṭūsī's Muʿādalāt", Journal of the American Oriental Society, 110 (2): 304–309, doi:10.2307/604533, JSTOR 604533
- ^ O'Connor, John J.; Robertson, Edmund F., "Fibonacci", MacTutor History of Mathematics archive, University of St Andrews
- ^ Katz, Victor (2004). A History of Mathematics. Boston: Addison Wesley. p. 220. ISBN9780321016188.
- ^ La Nave, Federica; Mazur, Barry (2002), "Reading Bombelli", The Mathematical Intelligencer, 24 (1): 12–21, doi:10.1007/BF03025306, S2CID 189888034
- ^ a b c Nickalls, R.W.D. (July 2006). "Viète, Descartes, and the cubic equation" (PDF). Mathematical Gazette. 90 (518): 203–208. doi:10.1017/S0025557200179598.
- ^ Pratt, Orson (1866). New and Easy Method of Solution of the Cubic and Biquadratic Equations: Embracing Several New Formulas, Greatly Simplifying this Department of Mathematical Science. Longmans, Green, Reader, and Dyer. p. 13. ISBN9781974130924.
...if two roots are imaginary, the product is positive...
- ^ Zucker, I.J. (July 2008). "The cubic equation — a new look at the irreducible case". Mathematical Gazette. 92: 264–268. doi:10.1017/S0025557200183135.
- ^ Shelbey, Samuel, ed. (1975). CRC Standard Mathematical Tables. CRC Press. ISBN0-87819-622-6.
- ^ These are Formulas (80) and (83) of Weisstein, Eric W. 'Cubic Formula'. From MathWorld—A Wolfram Web Resource. http://mathworld.wolfram.com/CubicFormula.html, rewritten for having a coherent notation.
- ^ Holmes, G. C., "The use of hyperbolic cosines in solving cubic polynomials", Mathematical Gazette 86. November 2002, 473–477.
- ^ Abramowitz, Milton; Stegun, Irene A., eds. Handbook of Mathematical Functions with Formulas, Graphs, and Mathematical Tables, Dover (1965), chap. 22 p. 773
- ^ Gleason, Andrew Mattei (March 1988). "Angle trisection, the heptagon, and the triskaidecagon" (PDF). The American Mathematical Monthly. 95 (3): 185–194. doi:10.2307/2323624. JSTOR 2323624. Archived from the original (PDF) on 2015-12-19.
- ^ Nickalls, R. W. D. (November 1993), "A new approach to solving the cubic: Cardan's solution revealed" (PDF), The Mathematical Gazette, 77 (480): 354–359, doi:10.2307/3619777, ISSN 0025-5572, JSTOR 3619777 See esp. Fig. 2.
- ^ Henriquez, Garcia (June–July 1935), "The graphical interpretation of the complex roots of cubic equations", American Mathematical Monthly, 42 (6): 383–384, doi:10.2307/2301359, JSTOR 2301359
- ^ Barr, C. F. (1918), "Discussions: Relating to the Graph of a Cubic Equation Having Complex Roots", American Mathematical Monthly, 25 (6): 268–269, doi:10.2307/2972885, JSTOR 2972885
- ^ Irwin, Frank; Wright, H. N. (1917), "Some Properties of Polynomial Curves.", Annals of Mathematics, 19 (2): 152–158, doi:10.2307/1967772, JSTOR 1967772
- ^ van der Waerden, Bartel Leenert (1985), "From Viète to Descartes", A History of Algebra: From al-Khwārizmī to Emmy Noether, Springer-Verlag, ISBN3-540-13610-X
- ^ More precisely, Vieta introduced a new variable w and imposed the condition w(t + w) = p / 3 . This is equivalent with the substitution t = p / 3w – w , and differs from the substitution that is used here only by a change of sign of w. This change of sign allows getting directly the formulas of § Cardano's formula.
- ^ Lagrange, Joseph-Louis (1869) [1771], "Réflexions sur la résolution algébrique des équations", in Serret, Joseph-Alfred (ed.), Œuvres de Lagrange, III, Gauthier-Villars, pp. 205–421
- ^ Prasolov, Viktor; Solovyev, Yuri (1997), Elliptic functions and elliptic integrals, AMS Bookstore, ISBN978-0-8218-0587-9 , §6.2, p. 134
- ^ Kline, Morris (1990), Mathematical Thought from Ancient to Modern Times, Oxford University Press US, ISBN978-0-19-506136-9 , Algebra in the Eighteenth Century: The Theory of Equations
- ^ a b Daniel Lazard, "Solving quintics in radicals", in Olav Arnfinn Laudal, Ragni Piene, The Legacy of Niels Henrik Abel, pp. 207–225, Berlin, 2004. ISBN 3-540-43826-2
References [edit]
- Guilbeau, Lucye (1930), "The History of the Solution of the Cubic Equation", Mathematics News Letter, 5 (4): 8–12, doi:10.2307/3027812, JSTOR 3027812
Further reading [edit]
- Anglin, W. S.; Lambek, Joachim (1995), "Mathematics in the Renaissance", The Heritage of Thales, Springers, pp. 125–131, ISBN978-0-387-94544-6 Ch. 24.
- Dence, T. (November 1997), "Cubics, chaos and Newton's method", Mathematical Gazette, Mathematical Association, 81 (492): 403–408, doi:10.2307/3619617, ISSN 0025-5572, JSTOR 3619617
- Dunnett, R. (November 1994), "Newton–Raphson and the cubic", Mathematical Gazette, Mathematical Association, 78 (483): 347–348, doi:10.2307/3620218, ISSN 0025-5572, JSTOR 3620218
- Jacobson, Nathan (2009), Basic algebra, 1 (2nd ed.), Dover, ISBN978-0-486-47189-1
- Mitchell, D. W. (November 2007), "Solving cubics by solving triangles", Mathematical Gazette, Mathematical Association, 91: 514–516, doi:10.1017/S0025557200182178, ISSN 0025-5572
- Mitchell, D. W. (November 2009), "Powers of φ as roots of cubics", Mathematical Gazette, Mathematical Association, 93, doi:10.1017/S0025557200185237, ISSN 0025-5572
- Press, W. H.; Teukolsky, S. A.; Vetterling, W. T.; Flannery, B. P. (2007), "Section 5.6 Quadratic and Cubic Equations", Numerical Recipes: The Art of Scientific Computing (3rd ed.), New York: Cambridge University Press, ISBN978-0-521-88068-8
- Rechtschaffen, Edgar (July 2008), "Real roots of cubics: Explicit formula for quasi-solutions", Mathematical Gazette, Mathematical Association, 92: 268–276, doi:10.1017/S0025557200183147, ISSN 0025-5572
- Zucker, I. J. (July 2008), "The cubic equation – a new look at the irreducible case", Mathematical Gazette, Mathematical Association, 92: 264–268, doi:10.1017/S0025557200183135, ISSN 0025-5572
External links [edit]
- "Cardano formula", Encyclopedia of Mathematics, EMS Press, 2001 [1994]
- History of quadratic, cubic and quartic equations on MacTutor archive.
- 500 years of NOT teaching THE CUBIC FORMULA. What is it they think you can't handle? – YouTube video by Mathologer about the history of cubic equations and Cardano's solution, as well as Ferrari's solution to quartic equations
Finding Real Solutions of Cubic Graphs
Source: https://en.wikipedia.org/wiki/Cubic_equation